Don't Miss


All posts tagged "national association of securities"

  • NASD: SEC insists on zero tolerance for market infractions

    THE Securities and Exchange Commission (SEC) has affirmed its commitment on zero tolerance for market infractions as it tasked the newly launched National Association of Securities Dealers (NASD) Over-the-Counter (OTC) market to avoid insider dealings and other...

    • Posted July 4, 2013
    • 0